Be certain your funds meet all rules, regulations, screening, and certification requirements. Our team has spent hundreds of hours helping companies navigate the complexities of compliance including KYC/AML, 506(c) accreditation, and Exempt Reporting Advisor (ERA).
Assure’s Exempt Reporting Advisor (ERA) services complement and supplement your Special Purpose Vehicle (SPV) administration services and ensure compliance with applicable rules and regulations. Our compliance team has the expertise necessary to help you navigate the intricacies of ERA rules and support you with on-going compliance training and consulting for your personnel.
Assure provides accurate consulting on the complex ERA exemption requirements. We’ll monitor your requirements on an on-going basis and highlight any required changes and implications on your investment fund structure.
Our services are designed to enable growth. You’ll receive data management and filing services that facilitate volume, both in terms of the number of investment funds you’re advising, as well as the number of investors in each of the funds.